In simple terms
A friendly intro before the formal notes — no formulas yet.
Duty of care
9084 Tort — neighbour principle, Caparo three-stage test, and established duties.
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Established in Donoghue v Stevenson [1932].
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Created a general test for duty based on reasonable foreseeability.
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A 'neighbour' is anyone foreseeably and directly affected by one's actions.
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This principle allowed negligence law to expand beyond the confines of contract law.
What this topic covers
The official Cambridge syllabus points this lesson works through.
- 4.1.2.1
The neighbour principle and the modern three-part test (Caparo test)
- 4.1.2.2
The importance of policy considerations
Explore the concept
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At a glance — side by side
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Comparison of the Neighbour Principle and the Caparo Test
| Feature | Neighbour Principle (Donoghue v Stevenson) | Caparo Three-Stage Test |
|---|---|---|
| Origin | Donoghue v Stevenson [1932] | Caparo Industries plc v Dickman [1990] |
| Core Idea | A single, expansive test of reasonable foreseeability and directness. | A three-stage, incremental test designed to control the expansion of duty. |
| Key Elements | Reasonable foreseeability of harm to a 'neighbour' (someone closely and directly affected). | Foreseeability of harm, 2. Proximity of relationship, 3. Fair, just and reasonable to impose a duty. |
| Primary Application | To establish a general principle of duty where none existed before. | To establish a duty in novel or problematic situations where there is no precedent. |
| Policy Role | Implicitly considered within the broad principle of who is a 'neighbour'. | Explicitly considered as the third and final stage ('fair, just and reasonable'). |
Origin
Neighbour Principle (Donoghue v Stevenson)
Caparo Three-Stage Test
Core Idea
Neighbour Principle (Donoghue v Stevenson)
Caparo Three-Stage Test
Key Elements
Neighbour Principle (Donoghue v Stevenson)
Caparo Three-Stage Test
Primary Application
Neighbour Principle (Donoghue v Stevenson)
Caparo Three-Stage Test
Policy Role
Neighbour Principle (Donoghue v Stevenson)
Caparo Three-Stage Test
Full topic notes
Formal explanation with the rigour you need for the exam.
The Genesis of Duty: The Neighbour Principle
The modern concept of a general duty of care originates from the landmark House of Lords decision in Donoghue v Stevenson [1932]. Prior to this, a claimant could generally only sue if they had a contract with the defendant. In this case, Mrs Donoghue had no contract with the ginger beer manufacturer. Lord Atkin formulated the 'neighbour principle' to overcome this, stating, "You must take reasonable care to avoid acts or omissions which you can reasonably foresee would be likely to injure your neighbour." He defined a neighbour as someone "so closely and directly affected by my act that I ought reasonably to have them in contemplation." This established a general principle of liability based on foreseeability, moving beyond rigid, pre-defined relationships.
Established in Donoghue v Stevenson [1932].
Created a general test for duty based on reasonable foreseeability.
A 'neighbour' is anyone foreseeably and directly affected by one's actions.
This principle allowed negligence law to expand beyond the confines of contract law.
The Modern Test: Caparo Industries plc v Dickman
Over time, the courts felt the neighbour principle was too broad and could lead to a 'flood' of litigation. The case of Caparo Industries plc v Dickman [1990] established a more restrictive, three-stage test for imposing a duty of care in novel situations. This incremental approach ensures the law develops cautiously. To establish a duty, a claimant must now prove three things: firstly, that the harm was a reasonably foreseeable consequence of the defendant's conduct; secondly, that there was a relationship of proximity between the parties; and thirdly, that it is fair, just, and reasonable in all the circumstances to impose a duty. This test is the current authority for establishing a duty in new or problematic factual scenarios.
The current test for novel duty situations, from Caparo v Dickman [1990].
Stage 1: Reasonable foreseeability of harm.
Stage 2: Proximity of relationship (in time, space, or relationship).
Stage 3: It must be 'fair, just and reasonable' to impose a duty (a policy consideration).
Applying the Caparo Test: Foreseeability and Proximity
The first two stages of the Caparo test refine the original neighbour principle. 'Reasonable foreseeability' is an objective test: would a reasonable person in the defendant's position have foreseen the risk of harm to the claimant? In Kent v Griffiths [2000], it was foreseeable that an unjustified delay in an ambulance arriving would cause further injury. 'Proximity' means more than just physical closeness; it refers to a legal closeness or connection between the parties. This could be through time, space, or a relationship. In Bourhill v Young [1943], a pregnant woman who suffered shock after hearing a motorcycle crash was not a foreseeable victim and lacked proximity, as she was outside the immediate area of danger.
Foreseeability is an objective test of what a reasonable person would foresee (Kent v Griffiths).
Proximity refers to legal closeness, not just physical nearness.
Lack of proximity was the reason for denying a claim in Bourhill v Young.
Proximity can be established by relationship, such as in McLoughlin v O'Brian [1983] (immediate aftermath).
Applying Caparo: 'Fair, Just and Reasonable'
The third stage of the Caparo test is a matter of public policy. Here, the court considers whether it is in the public interest to impose a duty of care. This stage acts as a crucial control mechanism, allowing judges to deny claims even if foreseeability and proximity are present. Key concerns include preventing the 'floodgates' of litigation and protecting public services from liability that might lead to defensive practices and a diversion of resources. For example, in Hill v Chief Constable of West Yorkshire [1989], the court held it was not fair, just, and reasonable to impose a duty on the police towards a potential victim of a crime they were investigating. This policy stance was reaffirmed by the Supreme Court in Michael v Chief Constable of South Wales Police [2015], where it was held that the police do not generally owe a duty of care in how they handle emergency calls, for fear of compromising operational decisions.
This is a public policy stage, allowing judges to limit the scope of negligence.
It is used to prevent the 'floodgates' of litigation.
It can protect public bodies from liability that would hinder their operational effectiveness.
Case example: Hill v Chief Constable of West Yorkshire [1989] regarding police investigations.
The policy immunity for police has been confirmed in modern cases like Michael v CC of South Wales [2015].
Liability for Omissions and Acts of Third Parties
As a general rule, the common law does not impose a duty to act to prevent harm (an omission), nor does it hold a person responsible for the wrongful acts of a third party. For example, a person who sees a stranger drowning has no legal duty to attempt a rescue. Liability in negligence is based on misfeasance (acting badly), not non-feasance (failing to act). However, there are important exceptions where a duty can arise.
Exceptions include:
- Control: Where the defendant has a high degree of control over the third party who caused the damage. In Home Office v Dorset Yacht Co Ltd [1970], Borstal officers were held liable for damage caused by escaped trainees because the officers had control over them and their escape was foreseeable.
- Assumption of Responsibility: Where the defendant has voluntarily assumed a responsibility to protect the claimant from harm. In Stansbie v Troman [1948], a decorator who left a house unlocked was liable for a subsequent burglary because he had assumed a duty to secure the premises. Similarly, in Kent v Griffiths, the ambulance service assumed a responsibility by accepting the 999 call.
- Creating or Worsening a Danger: Where the defendant has created a source of danger or made a situation worse. In Capital & Counties plc v Hampshire County Council [1997], the fire brigade was held liable for turning off a sprinkler system (a positive act that worsened the fire), but was not liable in other cases for simply failing to put out a fire (a pure omission).
General rule: No duty of care for pure omissions (failure to act).
General rule: No duty for failing to prevent a third party from causing harm.
Exception 1: Control over the third party (Home Office v Dorset Yacht Co).
Exception 2: Assumption of responsibility towards the claimant (Stansbie v Troman).
Exception 3: Creating or worsening a dangerous situation (Capital & Counties plc).
Established Duty Situations
It is crucial to understand that the full Caparo test is only applied in novel or problematic cases where the law is unclear. In most negligence scenarios you will encounter, the existence of a duty of care has already been confirmed by previous court decisions. These are known as 'established duty situations'. In such cases, it is unnecessary to apply the three-stage test. You should simply state that a duty is established by precedent and cite the relevant authority if known. Recognising these shortcuts is key to efficient problem-solving in an exam.
The Caparo test is not needed for common, well-established relationships.
In these cases, a duty of care is said to be 'established' by precedent.
Examples include: doctor-patient (Wilsher v Essex AHA), road user-road user (Nettleship v Weston), employer-employee (Wilsons & Clyde Coal v English), manufacturer-consumer (Donoghue v Stevenson), and surveyor-buyer (Smith v Eric S Bush).
In an exam, identify the established duty and move directly to analysing breach.
When answering a problem question, first identify the relationship between the claimant and defendant. If it is an established duty (e.g., driver and pedestrian), state this clearly. Only apply the full three-stage Caparo test if the situation is novel or unusual, such as a case involving a public authority's failure to act or a claim for pure economic loss where no precedent exists.
Worked examples
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An accountant, Leon, carelessly audits Bright Ltd's accounts. A bank, relying on the audit, lends £500,000 to Bright Ltd, which collapses. The bank loses the loan. Advise whether Leon owes the bank a duty of care. [15 marks]
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Foreseeability: If the audit was known to be for lending decisions, financial loss to a lender is reasonably foreseeable when accounts are misstated.
Priya is buying a house and instructs Charles, a surveyor, to conduct a survey. Charles's report values the house at £300,000 and states it is structurally sound. Relying on this, Priya buys the house for £295,000. Six months later, she discovers severe subsidence requiring £50,000 of repairs. An expert confirms the house's true value at the time of purchase, with the defect, was only £240,000. Advise Priya on whether Charles owed her a duty of care and the value of her potential claim. [15 marks]
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1. Issue: Duty of Care The primary issue is whether the surveyor, Charles, owed a duty of care to the homebuyer, Priya, to avoid causing pure economic loss through a negligent survey.
How it all connects
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Glossary
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Quick check
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Revision flashcards
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Neighbour principle (Donoghue)?
You must take reasonable care to avoid acts or omissions you can reasonably foresee would injure your neighbour — those closely and directly affected by your conduct.
Key takeaways
Review these before you close the topic — retrieval beats re-reading.
- ✓
Established in Donoghue v Stevenson [1932].
- ✓
Created a general test for duty based on reasonable foreseeability.
- ✓
A 'neighbour' is anyone foreseeably and directly affected by one's actions.
- ✓
This principle allowed negligence law to expand beyond the confines of contract law.
Practice — then mark it
The whole point: a real Cambridge question, marked mark-by-mark.
9084/42 · Q2
A auditor advises a bank on whether to lend to a retailer. Using Caparo, advise whether the auditor owes the bank a duty of care in negligence.
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